VP | Compliance | Monitoring & Surveillance | Chinese Investment Bank

Unity Partners
📍 tang lung st, v-point, hk, Hong Kong Island, Hong Kong 💼 Permanent 🕒 Posted March 01, 2026

Job Description

The Company

Our client is a Top-tier Chinese investment bank. Their mission is to provide first-class financial services to Coporates, institutions and individual wordwide. They offer a variety of financial services and advisory on investment banking, Fixed income, EQ, asset management, private EQ investment, wealth management as well as research.

The team

You will be joining the compliance team which consists of 60 poeple. Your direct report will be your team head and you will be managing a team of 5.

Responsibilities

  • Performing trade monitoring and surveillance on Equity and Fixed income business activities

  • Carrying out e-com and trade monitoring and surveillance independently

  • Performing compliance reviews on the firm’s business related events

  • Leading the team for the system development and implementation

  • Experience needed

  • Bachelor's Degree...

  • Ready to Apply?

    Submit your application today and join our talented team at Unity Partners.

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    Job Details

    • Location tang lung st, v-point, hk, Hong Kong Island
    • Job Type Permanent
    • Category Sales Representatives, Services
    • Posted Date March 01, 2026
    • Application Deadline April 10, 2026