Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)

TD Securities (USA) LLC

📍 New York, New York, United States 💼 Full time 🕒 Posted July 04, 2026

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Job Description

Description
 :We are looking to hire a new Vice President, Compliance at TD Securities (US) to be a key member of TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program of first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. The M&T Team sits within Core Compliance and covers the TDS US and global businesses, working with regional teams across the globe.The VP Compliance will also support other aspects of the Core Compliance program as needed.
Key Responsibilities:
Assist with developing, implementing, and coordinating the Compliance Oversight program, including evaluating program design, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans, and enhancing and implementing key program elements.
Collaborate with colleagues globally to evaluate and coordinate RO ...
            

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Job Details

Location New York, New York
Job Type Full time
Category Operations Specialties Managers
Posted Date July 04, 2026
Application Deadline August 13, 2026