Transaction Reporting Compliance Senior Manager

Role Overview

Working as a member of the EMEA Compliance team, this role will support the Compliance Advisory Senior Managers covering the TPICAP EMEA Functions. The Compliance Officer / Senior Manager works closely with operations and technology divisions to reinforce compliance culture within TP ICAP’s EMEA offices, advising on conduct of business and regulatory requirements, reviewing and updating policies and procedures, and providing regulatory advice and strategic compliance support. The role reports to the Head of Compliance, Belfast.

Responsibilities

• Act as the senior point of contact in Belfast relating to transaction reporting questions from relevant operations and technology teams.
• Develop, implement, and maintain compliance policies and procedures for operations and technology functions.
• Lead compliance risk assessments to identify potential areas of non‑compliance and implement corrective actions.
• Provide train...

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