Sr. Regulatory Analyst, Registrant Oversight (Alberta)

Senior Regulatory Analyst, Registrant Oversight (Full time)

Our client, a provincial capital markets regulator and member of the Canadian Securities Administrators (CSA) , is hiring a Senior Regulatory Analyst to lead complex compliance reviews and shape Canada’s regulatory landscape.

Key Requirements

• Direct securities regulatory experience (required)
• External audit experience is required, i.e.: Big 4, equivalent, or experience within a securities regulatory body
• CPA or CFA designation
• 10+ years in regulatory / compliance / financial services

What You’ll Do

• Interpret and apply Canadian securities legislation
• Deliver regulatory reports and action recommendations
• Collaborate on CSA initiatives and policy work
• Me...

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