Senior Trading Analyst at CIRO

Drive regulatory excellence as a Senior Investigative Trading Analyst with the Canadian Investment Regulatory Organization (CIRO). Your role centers on assessing potential violations of UMIR and securities laws in a hybrid work environment.
CIRO is seeking a Senior Investigative Trading Analyst to perform preliminary investigations into potential violations of Canadian securities laws. You will develop investigation reports, coach junior analysts, and contribute to the creation of innovative monitoring tools. This position plays a vital role in maintaining the integrity of Canada’s capital markets through rigorous analysis and oversight.
Key Responsibilities:
• Conduct preliminary assessments of law violations
• Write concise investigation reports and conclusions
• Review and assess complaints for further action
• Coach Investigative Trading Analysts in their duties
• Support development of new monitoring tools
Requirements:
• Completion of Canadian Securitie...

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