Senior Supervision Support Associate

56672 Ameriprise India LLP

📍 Noida, Uttar Pradesh, India 💼 Full time 🕒 Posted June 24, 2026

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Job Description

Description
 Drive effective supervisory oversight and risk management by enabling Registered Principals (RPs) to meet regulatory and compliance expectations through structured governance, proactive monitoring, and disciplined execution of supervisory processes.Key Responsibilities
Prepare for and meet with each RP periodically,
Assist with follow-up requests as needed,
Assist with meeting prep and/or scheduling as needed
Proactively reach out to advisors to ensure completion of Compliance Tracker, Required Training items, IRA Rollover alerts, etc.
Assist RP with audit preparation, scheduling, and responses to internal and external business partner requests.
Use Managed Account Annual Review (MAAR) reporting to ensure 402113s are submitted in a timely fashion.
Submit 402113s on a monthly basis
Review semi-annual reporting of late MAARs to determine which were turned into APWG by a field advisor...
            

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Job Details

Location Noida, Uttar Pradesh
Job Type Full time
Category Supervisors of Office and Administrative Support Workers
Posted Date June 24, 2026
Application Deadline August 03, 2026