Senior Supervision Support Associate

56672 Ameriprise India LLP

📍 noida, uttar pradesh, India 💼 Full-time 🕒 Posted June 06, 2026

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Job Description

Description  
 Drive effective supervisory oversight and risk management by enabling Registered Principals (RPs) to meet regulatory and compliance expectations through structured governance, proactive monitoring, and disciplined execution of supervisory processes.Key Responsibilities  
Prepare for and meet with each RP periodically, 
Assist with follow-up requests as needed, 
Assist with meeting prep and/or scheduling as needed 
Proactively reach out to advisors to ensure completion of Compliance Tracker, Required Training items, IRA Rollover alerts, etc. 
Assist RP with audit preparation, scheduling, and responses to internal and external business partner requests. 
Use Managed Account Annual Review (MAAR) reporting to ensure  s are submitted in a timely fashion. 
Submit  s on a monthly basis 
Review semi-annual reporting of late MAARs to determine which were turned into APWG by a field advis...
            

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Job Details

Location noida, uttar pradesh
Job Type Full-time
Category Other-General
Posted Date June 06, 2026
Application Deadline July 16, 2026