Senior Regulatory Project Manager – SEC/Broker-Dealer Compliance

Job Description
We're looking for an experienced Regulatory Project Manager to lead the implementation of the SEC Rule 15c3-3 release for a financial services client based in Midtown Manhattan. This is a hybrid role (3 days onsite / 2 days remote).
The PM will own the full project lifecycle — from organizing the regulatory initiative and standing up governance structures, to executing workstreams and driving a clean close to BAU. You'll be embedded with key business and compliance stakeholders, leading working groups, tracking against budget, and ensuring the project lands on time and in good shape.
Day to Day

Lead current state/gap analysis and coordinate implementation of the compliant target solution for SEC Rule 15c3-3
Run working groups and steering committee meetings with internal and external stakeholders
Build and maintain project artifacts: RACI, project plan, meeting minutes, status reports, ad-hoc presentations
Track spend against budget and provid...

Ready to Apply?

Submit your application today and join our talented team at Insight Global.

Submit Application