Senior Director, Enforcement Litigation

40 Temperance Street

Suite 2600

Toronto, ON M5H0B4, Canada

Senior Director, Enforcement Litigation

Department: Litigation. Status: Permanent Full-Time (Hybrid).

About This Opportunity

The Senior Director, Enforcement Litigation is a critical leadership role within CIRO’s Enforcement function. The Senior Director is responsible for the management and oversight of enforcement proceedings.

These enforcement proceedings relate to CIRO Investment Dealer and Partially Consolidated (IDPC) Rules, Mutual Fund Dealer (MFD) Rules, the Universal Market Integrity Rules (UMIR), and related securities law requirements. This role manages the conduct of enforcement proceedings by Enforcement Counsel across the country to ensure a consistent and coordinated approach. In doing so, the Senior Director works closely with the rest of the Enforcement team, particularly with Investigations Staff. While the Senior Director will primarily report to...

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