Senior Compliance Officer

Description

Major Responsibilities

Responsible for leading and executing specific components of the regulatory compliance program.

In particular:

Regulatory Compliance Program Leadership

• Take ownership of assigned regulatory programs including Privacy, Consumer Protection, FATCA/CRS, or other designated areas
• Lead the development and implementation of compliance policies, procedures and frameworks for assigned areas
• Serve as the subject matter expert for assigned regulatory areas, providing authoritative guidance to business units and leadership
• Monitor regulatory developments and proactively assess impact on Alterna's operations
• Lead regulatory change initiatives and working groups for assigned areas
• Provide regular updates and reports to the Manager, Regulatory Compliance on program status and emerging risks

Risk Assessment and Control Testing