RESPONSIBILITIES
This position requires a diplomatic and analytical professional who can:
Be the main point of contact on all compliance related mattersEnsure continuing compliance with applicable regulatory requirements and market best practice, including anti-money laundering and sanctions compliance, marketing and distribution complianceEnsure incidents and breaches are appropriately assessment, remediated and reportedMaintain relationship with relevant regulators and external compliance committeeManage regulatory and licensing matters, including licence application, variation, cessations and related licensing reporting requirementsOversee the first line to ensure compliance with applicable law, regulation and policiesBuild strong relationships with relevant stakeholders and provide active advice on all compliance related mattersSupport internal and external audit and regulatory reviews
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