Senior Associate - Compliance Officer

**Key Responsibilities and Duties**

Core Daily Equity Ownership Monitoring Responsibilities:

+ Monitor and analyze enterprise-wide equity positions.
+ Maintain daily reports and applications to monitor reportable positions.
+ Determine holdings database data integrity and interface with IT and data management as necessary to resolve data issues.
+ Document and monitor data exceptions.
+ Gather data to prepare Ad Hoc Non-U.S. Large Shareholder disclosures.
+ Monitor affiliate intra-day trading activity in reportable securities.
+ Monitor and update daily UK and Irish Takeover Panel Disclosure Lists and associated daily trading.
+ Conduct analyses on issuer poison pills, regulated industries and state statutes.
+ Develop and maintain various holdings data spreadsheets and present to leadership for internal review.
+ Review holdings on restriction/limited capacity reports.
+ Assist leadership with special projects.
+ Gather data to provid...

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