Senior Advisor, Supervision- Advertising Review
Raymond James Financial, Inc.
Job Description
**Essential Duties and Responsibilities:**
• Coaches and mentors less experienced supervision associates.
• Oversees supervision program for an assigned business entity to ensure supervision processes and procedures are integrated and aligned with business processes.
• Directs adjustments to existing programs, policies and procedures, as required.
• Ensures that supervision activities are commensurate with the level of risk being mitigated.
• Provides escalated support and guidance to compliance efforts in assigned business entity.
• Informs appropriate Senior Management about issues that may involve rule violations or potential liability.
• Assists Management to implement adequate controls and quality assurance processes to detect and address potential compliance & supervision problems.
• Researches compliance & supervision issues.
• Monitors exception and other internal reports for adherence with rules a...
• Coaches and mentors less experienced supervision associates.
• Oversees supervision program for an assigned business entity to ensure supervision processes and procedures are integrated and aligned with business processes.
• Directs adjustments to existing programs, policies and procedures, as required.
• Ensures that supervision activities are commensurate with the level of risk being mitigated.
• Provides escalated support and guidance to compliance efforts in assigned business entity.
• Informs appropriate Senior Management about issues that may involve rule violations or potential liability.
• Assists Management to implement adequate controls and quality assurance processes to detect and address potential compliance & supervision problems.
• Researches compliance & supervision issues.
• Monitors exception and other internal reports for adherence with rules a...
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Submit ApplicationJob Details
- Location Saint Petersburg, FL
- Job Type Full-time
- Category other-general
- Posted Date July 04, 2026
- Application Deadline July 13, 2026