Securities & Prime Brokerage Counsel

Axiom

📍 United States, New York, United States 💼 Full-time 🕒 Posted March 01, 2026

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Job Description

Responsibilities:

Drafting, reviewing, and negotiating securities trading agreements, prime brokerage agreements, and related margin documentation.

Providing legal guidance on margin lending regulations, FINRA Rule 4210, Regulation T, and Regulation U compliance.

Collaborating with internal teams, trading desks, and clients on cross-asset transactions including swaps, options, futures, equities, and fixed income instruments.

Managing regulatory compliance, risk mitigation, and operational issues for clients in financial services and capital markets.

Staying ahead of industry trends and updated margin rules to provide proactive counsel.
Qualifications:
3+ years of experience in securities law, prime brokerage, or financial services legal practice.

Strong knowledge of U.S. securities regulations, including the Securities Act of 1933 and Securities Exchange Act of 1...

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Job Details

Location United States, New York
Job Type Full-time
Category Lawyers, Judges, and Related Workers
Posted Date March 01, 2026
Application Deadline April 10, 2026