Job Description
Description
Supporting supervision functions of client facing documents, communications, and investment products to ensure compliance with regulatory requirements. Analysts will be expected to identify potential irregularities/ red flags, while maintaining agreed service levels and commitments.Key Responsibilities
Provide support to Registered Principals and Supervision leaders in conducting supervision by providing 1st level analysis of documents and processes, data aggregation, reporting and similar activities. Responsible to complete the required tasks within the pre-defined SLAs, maintaining required quality parameters. Help identify efficiencies through innovation using Lean.
Required Qualifica...
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Submit ApplicationJob Details
- Location Gurugram, Haryana
- Job Type Full time
- Category Financial Specialists
- Posted Date June 18, 2026
- Application Deadline July 28, 2026