Regulatory Control Analyst - Associate

9608 Deutsche India Private Limited, Mumbai Branch

📍 Mumbai, Maharashtra, India 💼 Full time 🕒 Posted June 29, 2026

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Job Description

Description
As a Regulatory Control Analyst supporting the Business Supervisory Office (BSO), you will assist the BSO in ensuring the US Private Banking Business is compliant with local rules and regulations in transacting business for its clients.
The Regulatory Control Analyst will also assist in ensuring that all business transacted for the clients are in their best interest (i.e. compliance with the Regulation Best Interest) and in line with their Suitability and risk profiles. This will require the analyst to review and provide disposition for daily trade alerts generated via the Surveillance systems implemented. Further, the analyst will also be required to analyze trade related data and identify any market manipulation themes such market manipulation, front running, insider trading, pump and dump etc. which in turn would need to be escalated to relevant onshore stakeholders (i.e. in compliance with applicable Market Abuse Regulations).
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Job Details

Location Mumbai, Maharashtra
Job Type Full time
Category Business Operations Specialists
Posted Date June 29, 2026
Application Deadline August 08, 2026