Job Description
Join FINRA's mission to protect investors and ensure market integrity
Are you a seasoned financial regulatory professional ready to make a meaningful impact? FINRA is seeking a Senior Risk Monitoring Analyst to play a pivotal role in safeguarding the integrity of U.S. securities markets. In this high-impact position, you'll identify emerging risks, assess complex member firms, and collaborate across the organization to protect investors and maintain fair markets.
Are you a seasoned financial regulatory professional ready to make a meaningful impact? FINRA is seeking a Senior Risk Monitoring Analyst to play a pivotal role in safeguarding the integrity of U.S. securities markets. In this high-impact position, you'll identify emerging risks, assess complex member firms, and collaborate across the organization to protect investors and maintain fair markets.
What You'll Do
As a Principal Risk Monitoring Analyst, you'll serve as a trusted advisor and risk expert, reporting directly to a Risk Monitoring Director. Your insights will shape regulatory responses to evolving market risks.
Your Core Responsibilities:
- Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, including complex or e...
Ready to Apply?
Submit your application today and join our talented team at finra.
Submit ApplicationJob Details
- Location Los Angeles, California
- Job Type Full time
- Category Financial Specialists
- Posted Date July 04, 2026
- Application Deadline August 13, 2026