Policy Counsel

Policy Counsel – Member Regulation Policy

As a self‑regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets.

Reporting to the Director, Member Regulation Policy, the Policy Counsel, Member Regulation Policy, is a member of the Member Regulation Policy Team (MRP) and is responsible for working on policy initiatives relating to the development, drafting, review and approval of new and revised CIRO Dealer Member regulations and guidance, and participates in other operational and day‑to‑day work of MRP.

Core Responsibilities

• Develop and draft new and revised Dealer Member regulations and guidance in collaboration with other CIRO staff and external stakeholders as required.
• Oversee the review and approval process of proposed Dealer Member regulation pol...

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