Market Supervision Manager - Vienna, VA

TD Bank, N.A.

📍 West Palm Beach, Florida, United States 💼 Full time 🕒 Posted July 08, 2026

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Job Description

Description
 :The Market Supervision Manager partners closely with the Wealth Market Leader(s) and will be expected, on a delegated basis, to manage the day-today supervisory, compliance and operational aspects of the business in order to achieve our strategic objectives for the Market(s).
Depth & Scope:
FINRA designated Supervisor (via Delegation from WML) for Registered/Associated Persons in supported Market(s)
Strategically partners with WML(s) to lead and develop supported Market(s)
Leads and implements business and firmwide control, supervisory and operational excellence initiatives with supported WML(s)
Ensures timely and effective response to Compliance, Central Supervision and Audit, Compliance or other Reviews
Ensures timely completions of required learnings, compliance training, new product or service trainings, etc
Ensures timely and effective completion of annual and new account reviews, high...
            

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Job Details

Location West Palm Beach, Florida
Job Type Full time
Category Operations Specialties Managers
Posted Date July 08, 2026
Application Deadline August 17, 2026