Manager - Risk and Compliance

 Manager - Risk and Compliance 

Employer Location London, United Kingdom Salary Competitive Closing date 22 Jul 2026 View more categoriesView less categories Sector Salary band Contract type Hours Where will they be working You need to or to save a job.

Job Details

Manager - Risk and Compliance

The role

The Risk and Compliance team's areas of activity are extensive, varied and firmwide. The primary focus is on ensuring compliance with all regulatory requirements (principally Audit Regulations, Ethical compliance, ICAEW Practice Assurance and Designated Professional Body (investment business) regulations and oversight of the firms enterprise risk management (ERM) framework. The team also provide advisory services to fee earning and support teams, publish guidance documentation, prepare and deliver internal briefings, develop firm policy, conduct quality and compliance monitoring and create and maintain content on the f...

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