Job Description
Job Description
What is your opportunity?As Manager, Compliance, you will provide support to the Wealth Management Canada business, including DS Retail, in relation to branch network inquiries and escalations and the resolution of client complaints, with a view to mitigating civil, regulatory and reputational risk for RBC. Additionally, you will assist with special initiatives and projects as needed to respond to internal requests and regulatory changes and focus areas. What will you do?Act as the lead DS Compliance support for Quebec. This includes being the key contact for Branch Managers and Investment Advisors.
Provide advisory support to the branch network, including by responding to routine and complex inquiries and escalations. Assist with the complaint review, resolution and escalation process for French language reportable complaints, ensuring compliance with CIRO and AMF rules.
Acting as the primary supp...
Ready to Apply?
Submit your application today and join our talented team at 0000050599 RBC Dominion Securities Inc..
Submit ApplicationJob Details
- Location Montreal, Québec
- Job Type Full time
- Category Other Management Occupations
- Posted Date March 23, 2026
- Application Deadline May 02, 2026