Investment Guideline Compliance Analyst

Investment Guideline Compliance Analyst (Charles River – CRD)

Location: Mumbai / Nashik

Experience: 5–13 Years

Role Summary:

Investment Compliance professional with hands-on experience in Charles River (CRD) , responsible for CRD rule coding, pre-trade guideline implementation, and post-trade compliance monitoring to ensure regulatory and client mandate adherence.

Key Responsibilities:

• Configure, test, and maintain CRD compliance rules and coding logic .
• Implement and monitor Pre-Trade & Post-Trade compliance guidelines .
• Interpret IMAs, prospectuses, and regulatory requirements and translate them into system rules.
• Investigate and resolve compliance breaches and alerts with PMs and Traders.
• Support new account onboarding, mandate setup, and guideline implementation.
• Prepare compliance reports and assis...

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