Head of Risk and Head of Compliance

MUFG Investor Services (Ireland) Limited is seeking a Head of Compliance and Chief Risk Officer (PCF-12 and PCF-14), who will also act as the AMLCO and MLRO – the role holder will be designated a CF1 and a CF2 under the CBI’s Fitness and Probity regime. The role holder will report directly to the Board and have functional reporting lines to Risk and Compliance heads of the parent entity. The role is responsible for drafting and maintaining robust regulatory compliance, risk management and AML/CTF frameworks for this newly established MiFID regulated entity.

As Head of Compliance, you will:

• Serve as the Head of Compliance (PCF 12) with overall responsibility for managing the operation of the compliance function and reporting directly to the Board or relevant subcommittee, or both, on compliance matters.
• Prepare and present regular (quarterly/annual) compliance reports to the Board and/or senior management, commun...

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