Job Description
Elevate your career in compliance at Fiera Capital as a Global Regulatory Compliance Counselor. This role involves regulatory obligations oversight, continuous improvement, and managing compliance documentation in a hybrid work environment.
Fiera Capital is seeking a Counselor with at least five years of experience in regulatory compliance, preferably within the investment management sector. Your responsibilities will include conducting monitoring and testing of compliance controls, managing KYC processes, and responding to regulatory requests. Collaborative skills and a solid understanding of internal controls will be crucial in this position.
Key Responsibilities: • Execute monitoring & testing of compliance-related controls • Perform surveillance on client onboarding documents and KYC • Implement continuous improvements for identified control gaps • Review marketing collateral for compliance alignment • Assist in regulatory examinations and employee training
Fiera Capital is seeking a Counselor with at least five years of experience in regulatory compliance, preferably within the investment management sector. Your responsibilities will include conducting monitoring and testing of compliance controls, managing KYC processes, and responding to regulatory requests. Collaborative skills and a solid understanding of internal controls will be crucial in this position.
Key Responsibilities: • Execute monitoring & testing of compliance-related controls • Perform surveillance on client onboarding documents and KYC • Implement continuous improvements for identified control gaps • Review marketing collateral for compliance alignment • Assist in regulatory examinations and employee training
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Submit ApplicationJob Details
- Location toronto, on
- Job Type Full-time
- Category Management & Operations, Consulting
- Posted Date June 05, 2026
- Application Deadline July 15, 2026