Field Supervisor 2 (Midwest)

**What You'll Do**

Join Principal Financial Group as a **Field Supervisor 2!** You’ll review complex Principal Securities transactions to ensure compliance, deliver a high-quality customer experience, and partner closely with Compliance and Operations to support smooth processes and reporting.

+ Review and follow-up on field supervision items including review and approval of general business submitted by our Financial Professionals.
+ Work with Broker Dealer Operations and Compliance to research, respond and settle formal customer complaints.
+ Assist in the scheduling, preparation, and follow-up of annual visits.
+ Keep up-to-date expertise on all securities products and services available through Principal Securities, as well as the system features of Principal Securities.
+ Maintain a solid grasp of relevant rules and regulations alongside system capabilities.
+ Informally lead the team by training and mentoring newer members to the team and mainta...

Ready to Apply?

Submit your application today and join our talented team at Principal Financial Group.

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