Experienced Associate - Compliance Consultant (AWMS)

Description

You will support clients in the asset and wealth management and broader capital markets space on regulatory compliance, internal audit, risk management and internal controls. This includes providing regulatory advice, conducting compliance and internal audit reviews, assessing business processes and control environments, and helping to develop, implement and strengthen enterprise risk management and compliance frameworks. You will help clients operationalise regulatory changes, enhance their control environment and improve overall business performance.

Key accountabilities

· Providing advice to clients operating in the fund management industry, and other capital markets intermediaries (i.e. REIT managers, brokerages, corporate finance advisors and trust companies).

· Advising on and supporting the design and enhancement of compliance and risk management frameworks and monitoring programmes, includi...

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