Plans the execution of business unit compliance testing program to prevent illegal, unethical, or improper business practices.
Plan testing and reviews. Applying risk analysis principles, determine the scope, including focus, objectives, and rationale, and update the scope as needed. Develop testing strategies, including procedures and selection of samples, sample size, and rationale. Perform testing and reviews according to the testing plan. Evaluate controls, identifying risks appropriately. Revise review programs as needed to accomplish objectives.
Conduct and manage documentation of the review process. Prepare working papers, ensure that documentation appropriately supports the testing conclusions, and document process flows and describe major processes within the area being reviewed.
Analyze the results of testing and review activities. Analyze exceptions and make recommendations to enhance internal controls and/or incre...
Ready to Apply?
Submit your application today and join our talented team at PNC.