Employee Compliance Specialist

About the Position

We are looking for an Employee Compliance Specialist to act as a point of contact in administering various employee compliance requirements in our Hong Kong office. You should be able to answer questions and explain processes clearly to a wide range of colleagues across the firm and external parties, and work well with others to implement and improve our compliance processes.

Additional responsibilities of this role will include:

• Administering the SFC licensing process and trader registration processes with various third parties


• Administering the Personal Account Dealing Policy, answering queries and appropriately handling breaches


• Coordinating and monitoring our Continuous Professional Training (CPT) programme, including working with stakeholders to create learning content


• Identifying employee compliance-related policies and p...

Ready to Apply?

Submit your application today and join our talented team at Jane Street.