Consultant- Trade Surveillance- Contract

Sia Partners

📍 Hong Kong, Hong Kong Island, Hong Kong 💼 Full-time 🕒 Posted June 29, 2026

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Job Description

Job description
We are seeking experienced trade surveillance professionals on a contract basis to support a time-bound remediation programme. The engagement involves reviewing and clearing a significant volume of historical trade surveillance alerts.

Successful candidates will work autonomously to review, investigate, and disposition alerts within a compressed timeframe, supplementing the existing in-house compliance team.

Responsibilities
Review, investigate, and clear trade surveillance alerts generated by the SMARTS platform

Assess alerts against applicable market misconduct rules, internal policies, and relevant regulatory expectations.

Document investigation findings with clear, auditable disposition narratives.

Escalate genuine concerns through the appropriate channels.

Liaise with front-office personnel to obtain trade rationale and supporting information as needed.

C...

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Job Details

Location Hong Kong, Hong Kong Island
Job Type Full-time
Category Business Operations Specialists
Posted Date June 29, 2026
Application Deadline August 08, 2026