Consultant- Trade Surveillance- Contract

We are seeking experienced trade surveillance professionals on a contract basis to support a time-bound remediation programme. The engagement involves reviewing and clearing a significant volume of historical trade surveillance alerts.

Successful candidates will work autonomously to review, investigate, and disposition alerts within a compressed timeframe, supplementing the existing in-house compliance team.

Responsibilities

• Review, investigate, and clear trade surveillance alerts generated by the SMARTS platform
• Assess alerts against applicable market misconduct rules, internal policies, and relevant regulatory expectations.
• Document investigation findings with clear, auditable disposition narratives.
• Escalate genuine concerns through the appropriate channels.
• Liaise with front-office personnel to obtain trade rationale and supporting information as needed.
• Contribute to management information a...

Ready to Apply?

Submit your application today and join our talented team at Sia.