Compliance Risk Mgmt Sr Associate

Compliance, Conduct and Operational Risk (“CCOR”) organization is at the forefront of managing risk in a complex and changing regulatory environment. Joining our department, you’ll help to safeguard the firm’s business by developing solutions that balance risk and regulatory requirements with the firm’s business needs.

The CRA/TPGO–Central Utilities Team provides coverage across Audit and Exam Management, Senior Management Reporting, and other Utility Services, including (but not limited to) Control Management reviews, policies and procedures, IAS, and records management. The team works closely with the Risk Assessment Framework and TPGO stakeholders to execute and deliver on key priorities further described below.

The CCOR Risk Assessment and Framework (including CCOR Risk Taxonomies) team is responsible for providing governance over the Firm’s structured approach (. Quality Risk Appetite, CCOR Review and Challenge of CORE Risk Assessment, Compliance Risk Assessment, ...

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