Compliance Officer

Moomoo is a comprehensive brokerage platform that empowers proactive investors to take control of their financial future with ease and confidence. We integrate professional trading data, global financial news, a trading community, and an innovative web platform to provide users with better data, tools, and performance.

Join our dynamic team at Moomoo as a Compliance Officer, where your passion for finance and technology can thrive.

Responsibilities

• Regulatory Compliance: Stay abreast of all applicable laws, regulations, and guidelines issued by relevant regulatory authorities and ensure the company's activities align with these requirements
• Trade Surveillance: Detect and prevent market abuse, insider trading, and other fraudulent activities in compliance with regulatory expectations through the company's trade surveillance systems. Review daily and monthly alerts from internal surveillance system, conduct investigations on compliance and red flags,...

Ready to Apply?

Submit your application today and join our talented team at Moomoo MY.