Compliance Officer

About the Role

We are seeking an experienced Compliance Officer to oversee the regulatory compliance framework of a MAS-regulated capital markets services business focused on OTC derivatives and leveraged foreign exchange trading. You will be responsible for ensuring compliance with MAS regulations, managing regulatory engagement, and supporting a strong culture of governance, risk management, and compliance across the organisation.

Key Responsibilities

• Ensure ongoing compliance with the Securities and Futures Act ('SFA'), MAS Notices and Guidelines, AML/CFT regulations, and other applicable regulatory requirements.
• Develop and execute the compliance monitoring programme, including reviews relating to onboarding, marketing materials, trading conduct, disclosures, and conflicts management.
• Draft, review, and maintain compliance policies, procedures, and governance frameworks to ensure alignment with MAS...

Ready to Apply?

Submit your application today and join our talented team at duotech pte. ltd..