Compliance Manager – Securities & Trading Compliance

Ref;KM47057


TYPE:

•Fixed-term contract (initial 1-year contract)

Possible extension depending on requirements

SALARY:

• €80,000 – €90,000 per annum, depending on experience and qualifications

START:

• Q1 2026 (planned)

LOCATION:

• Amsterdam, the Netherlands

• Hybrid working model (minimum 3–4 days in the office initially)



Key Responsibilities

This role focuses on the day-to-day operation and development of compliance functions related to equity brokerage activities under EU regulations.

• Maintain and update compliance policies, procedures, and regulatory registers

• Operate compliance processes in line with MiFID II, Market Abuse Regulation, and other relevant EU regulations

• Conduct trade and communications surveillance to identify potential market abuse or misconduct

• Perform risk-based compliance monitoring and testing activities

•...

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