Compliance Manager at Questrade

Elevate your career as a Compliance Manager at Questrade, ensuring adherence to regulations in a hybrid work environment. Ideal for professionals skilled in regulatory frameworks and compliance management.
In this senior role, you will oversee compliance with internal policies and external regulations, including CIRO, MX, and OSC. Your expertise will help enhance products and services while managing audits and implementing key compliance controls. A focus on communication and regulatory reporting will be essential in maintaining Questrade's operational integrity.
Key Responsibilities:
• Ensure operational compliance with securities regulations
• Lead audits and examinations with regulators
• Develop and implement business conduct controls
• Coordinate regulatory reporting and internal audits
• Supervise account activity and investigate compliance issues
Requirements:
• Canadian Securities Course and other certifications completed
• 5+ years in compliance, ...

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Submit your application today and join our talented team at Questrade Financial Group.

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