Compliance Consultant

Job Profile

Financial Promotions Consultant – Compliance Consultant

PRIMIS Mortgage Network are the largest dedicated Mortgage & Protection Network in the UK with some 3000 advisors and circa 1000 partner AR firms nationally. PRIMIS form part of the LSL Property Services plc group.

We are recruiting for a Compliance Consultant to join our Financial Promotions department. The team are an integral part of our large Risk and Compliance function.

The role duties include the following – to review, approve and proactively develop Appointed Representative (AR) financial promotion communications in line with FCA and ASA requirements, to ensure promotion communications issued by our AR firms are clear, fair, and not misleading and play a prominent role in delivering good customer outcomes.

The role is a hybrid role with 2 days per week required at our HQ in Solihull and 3 days per week from home.

Main Accountabil...