Compliance Associate

Description
The salary range for this position is $80,000-$85,000 and it comes with benefits, including medical, vision, dental, life, and disability insurance. To apply to this hybrid role please send your resume to [email protected]


We are seeking a Compliance Associate to join our team in Elmhurst, Illinois. This role is pivotal in upholding our firm's adherence to regulations and policies, and will involve the use of various software systems to monitor business activities, maintain records, and aid in communication across departments.


Job Description:

• Utilize Sungard Protegent system for monitoring trading activity and real-time alerts.

• Ensure accurate and up-to-date record keeping for swift response to inquiries or audits.

• Contribute to the development, review, and upkeep of our Written Supervisory Procedures.

• Foster a culture of compliance and trading by working closely with senior management...

Ready to Apply?

Submit your application today and join our talented team at Robert Half Finance & Accounting.

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