Position Title

Compliance Assistant

Job Purpose

The Compliance Assistant supports the Compliance Department in ensuring the organization operates in accordance with applicable laws, regulatory requirements, internal policies, and corporate governance standards. The role assists with compliance monitoring, regulatory reporting, policy administration, investigations, training coordination, and maintaining effective compliance processes across the organization.

Key Responsibilities

Compliance Monitoring & Risk Management

• Support compliance monitoring activities to ensure adherence to applicable laws, regulations, internal policies, and contractual obligations.
• Assist in identifying compliance risks, control weaknesses, and process gaps, and recommend improvements to strengthen internal controls and operational efficiency.
• Support the implementation and monitoring of corrective actions arising fr...

Ready to Apply?

Submit your application today and join our talented team at Swan Global.