Broker Dealer Operations Specialist

Description
Summary:

The Huntington Securities, Inc. (HSI) Broker Dealer Ops Analyst 2 , New Account Onboarding Specialist 2, is responsible for supporting institutional broker dealer operations including client onboarding, asset movement, and account maintenance. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.


Duties & Responsibilities:

+ Review institutional client onboarding requests and ensure correct documentation is provided based on client type, e.g., Corporation, LLC, Partnership.

+ Complete AML CIP/KYC/OFAC scans for all onboarding and maintenance requests

+ Review and approve Asset Movements, including wire and ACH transactions

+ Complete account maintenance requests

+ Support operations of other institutional sales and trading ...

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