Job Description
Become a key leader in compliance with Aviso Wealth as a Branch Compliance Manager for 9 months. Ensure Tier 1 supervision of advisors and maintain oversight of compliance functions across Canada.
Aviso Wealth is searching for a Branch Compliance Manager to support its compliance team. This role involves daily supervision, advisor trading activity reviews, and resolving compliance issues. You'll collaborate with head-office compliance staff, provide training, and assist with compliance projects while building effective relationships with advisors.
Key Responsibilities:
• Approve new accounts and changes to existing accounts
• Perform daily and monthly reviews of advisor trading
• Address compliance issues through resolution or escalation
• Serve as the main contact for advisors on compliance
• Conduct branch visits as needed
Requirements:
• 5+ years in financial services sector
• Registration as a Branch Manager with CIRO
• Experience with IIROC/MFDA fi...
Aviso Wealth is searching for a Branch Compliance Manager to support its compliance team. This role involves daily supervision, advisor trading activity reviews, and resolving compliance issues. You'll collaborate with head-office compliance staff, provide training, and assist with compliance projects while building effective relationships with advisors.
Key Responsibilities:
• Approve new accounts and changes to existing accounts
• Perform daily and monthly reviews of advisor trading
• Address compliance issues through resolution or escalation
• Serve as the main contact for advisors on compliance
• Conduct branch visits as needed
Requirements:
• 5+ years in financial services sector
• Registration as a Branch Manager with CIRO
• Experience with IIROC/MFDA fi...
Ready to Apply?
Submit your application today and join our talented team at Aviso.
Submit ApplicationJob Details
- Location montreal (administrative region), qc
- Job Type Full-time
- Category Other-General
- Posted Date June 26, 2026
- Application Deadline August 05, 2026