Associate, Compliance

• Has 1 to 2 years of experience in Compliance, Audit, or Risk Management in asset management or capital markets is preferred
• Candidates with only internship exp covering compliance/audit/risk roles are welcome to apply
• Able to commit to a 9 months contract role

Our client is an established and highly regarded PE firm who is in a growth mode. It is looking to hire the following 9 months contract role. For a good performer, there may be an opportunity to be considered for a permanent role (but this is not guaranteed).

Associate, Compliance (Contract)

Responsibilities

• Conduct employee-related compliance checks, including personal trading, gifts and entertainment, outside business activities, conflicts of interest, mandatory leave monitoring, employee due diligence and compliance training, etc.
• Perform periodic compliance reviews to assess compliance with Singapore financial regulations.
• Perform substantial ...

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