Associate / AVP - Securities Regulatory Reporting (15c3-1 and 15c3-3)
Mizuho Corporate Bank
Job Description
Summary:
In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.
Regulatory Reporting, responsibilities including:
+ Preparation of daily 15c3-1 daily net capital computation for all regulated entities.
+ Weekly and month end preparation of the 15c3-3 customer reserve calculation.
+ Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.
+ Run and manage Axiom software for regulatory haircuts and charges.
+ Prepare the monthly and quarterly regulatory reports.
+ Reconcile trade details to general ledger to ensure adequacy of accounting records.
+ Coordination with multiple groups across the organization to confirm financial data and static data for re...
In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.
Regulatory Reporting, responsibilities including:
+ Preparation of daily 15c3-1 daily net capital computation for all regulated entities.
+ Weekly and month end preparation of the 15c3-3 customer reserve calculation.
+ Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.
+ Run and manage Axiom software for regulatory haircuts and charges.
+ Prepare the monthly and quarterly regulatory reports.
+ Reconcile trade details to general ledger to ensure adequacy of accounting records.
+ Coordination with multiple groups across the organization to confirm financial data and static data for re...
Ready to Apply?
Submit your application today and join our talented team at Mizuho Corporate Bank.
Submit ApplicationJob Details
- Location New York, NY (1271 AOA/6TH AVE)
- Job Type Full-time
- Category other-general
- Posted Date July 06, 2026
- Application Deadline July 11, 2026