Assistant Director

Summary The Division of Investment Management is seeking a Supervisory Attorney-Adviser (Assistant Director). As a Supervisory Attorney-Adviser, you will serve as a second-level supervisor overseeing managers and staff responsible for reviewing investment company disclosures. The role provides expert legal guidance on complex securities issues, supports disclosure and policy initiatives, and contributes to the Commission's efforts to promote clear, accurate, and investor-focused disclosure. Responsibilities In this role as an Assistant Director, you will be responsible for: Conducting complex reviews of statutes, regulations, and disclosure documents related to investment companies and providing legal analysis and guidance based on those reviews. Providing leadership and direction to staff and work products by maintaining expertise in the assigned segment of the investment company market; monitoring new or novel offerings, financial techniques, and industry developments; coordinating w...

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