Analyst/Associate, Compliance

About Polymer

A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent. Polymer has licensed entities in Hong Kong, Japan, Singapore and United States.

Job Description

• Handle license applications, regulatory filings and reports 
• Assist with the development, implementation and administration of the Group compliance framework and policies
• Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
• Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
• Work on regional projects including system UAT, new investment models discussion, or syst...

Ready to Apply?

Submit your application today and join our talented team at Polymer Capital Japan.